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Data Updated on 7/11/2020

LPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC)
Political Action Committee
Campaign Contribution Details
2012 Election Cycle

Committee Information

Download all of the 2012 Individual Contribution Records for this Committee
to a Spreadsheet or Other File Type
NameLPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC)
Connected Organization NameLPL FINANCIAL LLC
Address75 STATE STREET
24TH FLOOR
BOSTON, MA  02109
Interest Group CategoryCorporation
Affiliated Party--
Affiliated Candidate --

Download all of the 2012 Individual Contribution Records for this Committee
to a Spreadsheet or Other File Type

Financial Details in the 2012 Election Cycle
LPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC)

Through 11/26/2012
Category$ Dollar Amount
Total Receipts$251,347
Transfers From Affiliates$0
Contributions From Individuals$249,852
Contributions From Other Political Committees$0
Total Loans Received$0
Total Disbursements$176,875
Transfers To Affiliates$0
Refunds To Individuals$333
Refunds to Committees$0
Loan Repayments$0
Beginning Cash$13,696
Ending Cash$88,168
Debts Owed By$0
Nonfederal Transfers Received$0
Contributions Made To Other Committees$174,000
Independent Expenditures Made$0
Party Coordinated Expenditures Made$0
Nonfederal Share of Expenditures$0

Top 100 Donations/Contributions in the 2012 Election Cycle
LPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC)

Name/
Location		Employer/
Occupation		Contribution
$ Amount		 Primary/
General		Date
CASADY, MARK S.
WESTON, MA
02108 		Lpl Financial/Chariman And Ceo$5,000 02/25/2011
MOORE, ROBERT
SAN DIEGO, CA
92121 		Lpl Financial/Chief Financial Officer$5,000 02/28/2011
MCDERMOTT, JOHN
SAN DIEGO, CA
92121 		Lpl Financial/Cheif Risk Officer$5,000 03/28/2011
DWYER, WILLIAM III
BOSTON, MA
02108 		Lpl Financial/Md, President Natl Sales Mktg$5,000 05/13/2011
BROWN, STEPHANIE
BOSTON, MA
02108 		Lpl Financial/Md, General Counsel$5,000 05/20/2011
STEARNS, ESTHER M.
SAN DIEGO, CA
92130 		Lpl Financial Llc/President & Coo$5,000 08/08/2011
CASADY, MARK S.
BOSTON, MA
02116 		Lpl Financial Llc/Chariman And Ceo$5,000 02/15/2012
BROWN, STEPHANIE L.
BOSTON, MA
02116 		Lpl Financial Llc/Md, General Counsel$5,000 04/23/2012
ARNOLD, DAN HOGAN JR.
CHARLOTTE, NC
28207 		Lpl Financial/Managing Director Of Institutional Ser$3,000 02/25/2011
HELLIKER, MARK
SAN DIEGO, CA
92121 		Lpl Financial/Md, Broker Dealer Support Svcs$3,000 05/06/2011
FEENEY, CHRISTOPHER
BERNARDSVILLE, NE
92121 		Lpl Financial/Managing Director$3,000 06/02/2011
FOGEL, LEWIS
CHARLOTTE, NC
28211 		Lpl Financial/Evp, Busn Consulting$2,500 01/03/2011
EATON, JONATHAN
SAN DIEGO, CA
92130 		Lpl Financial/Md, National Sales$2,500 02/11/2011
LUX, THOMAS
SAN DIEGO, CA
92121 		Lpl Financial/Evp, Chief Accounting Officer$2,500 04/14/2011
ARNOLD, DAN
CHARLOTTE, NC
28207 		Lpl Financial Llc/Md, Head Of Strategy$2,500 02/15/2012
STANGIER, GRETCHEN
HAPPY VALLEY, OR
97086 		Lpl Financial Llc/Financial Planner$2,000 08/16/2011
VONBORSTEL, WAYNE
THE DALLES, OR
97058 		Lpl Financial Llc/Financial Planner$2,000 08/30/2011
DWYER, CHRISTINE
BOXFORD, MA
01921 		None/Spouse$2,000 08/27/2012
SHORES, KEITH
SAN DIEGO, CA
92130 		Lpl Financial/Svp/Treasurer$1,500 03/21/2011
SHORES, KEITH
SAN DIEGO, CA
92121 		Lpl/Finance$1,500 08/21/2012
CHRISTIAN, SUZANNE H.
CLAREMONT, CA
91711 		Lpl Financial Llc/Certified Financial Planner$1,000 08/29/2011
HEARN, RICHARD
NEWPORT BEACH, CA
92660 		Lpl Financial Llc/Broker$1,000 03/16/2012
HUNT, LAUREN
SAN DIEGO, CA
92121 		Lpl Financial Llc/Senior Vice President$1,000 04/30/2012
HEARN, RICHARD
NEWPORT BEACH, CA
92660 		Lpl Financial Llc/Broker$1,000 05/16/2012
ASTORINO, FRANCIS XAVIER
CALDWELL, NJ
07006 		Lpl Financial Llc/Financial Advisor$1,000 05/17/2012
FRENIERE, DAVID
WELLESLEY HILLS, MA
02481 		Lpl Financial Llc/Evp, Deputy General Counsel$1,000 06/26/2012
HEARN, RICHARD
NEWPORT BEACH, CA
92660 		Lpl Financial Llc/Broker$1,000 08/24/2012
LEITCH, LAWRENCE NELSON
COCKEYSVILLE, MD
21030 		Lpl Financial Llc/Advisor$1,000 10/16/2012
LOEWENTHAL, MARC
SAN DIEGO, CA
92121 		Lpl Financial/Svp, Cso/Cpo$750 02/14/2011
BUCHHEISTER, JEFFREY
SAN DIEGO, CA
92103 		Helliker, Mark/Svp, Reg Cntrls & Commissions$750 02/25/2011
CLIFFORD, CRYSTAL
SAN DIEGO, CA
92121 		Lpl Financial/Svp, Broker Dealer Supt Svcs$750 02/25/2011
SEEBURGER, THOMAS
SAN DIEGO, CA
92121 		Lpl Financial/Svp, Operations$750 02/25/2011
HATCH, LAWRENCE
SHAKER HEIGHTS, OH
44122 		Lpl Financial Llc/Ptc President Cfo$750 01/23/2012
HANDELSMAN, SHARYN
CHARLOTTE, NC
28226 		Lpl Financial Llc/Evp, Business Risk Mgmt$750 05/04/2012
DWYER, WILLIAM III
BOSTON, MA
02109 		Lpl Financial Llc/Md, President Natl Sales Mktg$625 11/23/2012
MOORE, ROBERT
SAN DIEGO, CA
92121 		Lpl Financial Llc/Chief Financial Officer$624 11/23/2012
FINN, JOSEPH
BOSTON, MA
02108 		Lpl Financial/Svp, Business Development$600 05/10/2011
HATCH, LAWRENCE
SHAKER HEIGHTS, OH
44122 		The Private Trust Company, N.A./Ptc President Cfo$500 02/08/2011
NORTON, TREVOR
BOSTON, MA
02108 		Lpl Financial/Svp, Ria Srvcs Fin Planning$500 02/25/2011
ANDERSON, DIANE
SAN DIEGO, CA
92108 		Lpl Financial/Svp, Operations$500 05/06/2011
JOHNSTON, DAVID GEORGE
CAMARILLO, CA
93010 		Lpl Financial Llc/Financial Advisor$500 07/12/2011
PERRY, CHAD
BOSTON, MA
02108 		Lpl Financial Llc/Evp, Deputy General Counsel$500 07/26/2011
SHORRIS, JAMES
VIENNA, VI
92121 		Lpl Financial Llc/Attorney$500 04/25/2012
KHOURY, JOAN
SAN DIEGO, CA
92122 		Lpl Financial Llc/Marketing Executive$500 04/30/2012
ROSS, JOHN FRANCIS
SANTA MARIA, CA
93454 		John Ross Financial Services/Registered Principal$500 07/12/2012
LARSEN, SALLIE
MC LEAN, VA
22101 		Lpl Financial/Md, Chief Human Capital Officer$500 08/15/2012
BASHAW, JAMES EDWARD
HOUSTON, TX
77057 		Lpl Financial Llc/Financial Advisor$416 04/30/2012
BYRD, R. CRAIG
CAMAS, WA
98607 		Lpl Financial Llc/Financial Advisor$416 04/30/2012
CAMPBELL, KELLY PETER
LORTON, VA
22079 		Lpl Financial Llc/Principal$416 04/30/2012
LA POINTE, DAVID BLANDIN
TEMECULA, CA
92592 		Lpl Financial Llc/Financial Advisor$416 04/30/2012
MARSHALL-PENCE, LAILA SOBHI
SANTA ANA, CA
92705 		Lpl Financial Llc/Wealth Management$416 04/30/2012
REUTEMANN JR, JOHN FLEMING
POTOMAC, MD
20854 		Lpl Financial Llc/Financial Advisor$416 04/30/2012
VALENTI, JOAN MARIE
UNIONVILLE, CT
06085 		Lpl Financial Llc/Financial Advisor$416 04/30/2012
BASHAW, JAMES EDWARD
HOUSTON, TX
77057 		Lpl Financial Llc/Financial Advisor$416 07/31/2012
BUBB, KERRICK WALTER
REDLANDS, CA
92374 		Lpl Financial Llc/Financial Advisor$416 07/31/2012
BYRD, R. CRAIG
CAMAS, WA
98607 		Lpl Financial Llc/Financial Advisor$416 07/31/2012
CAMPBELL, KELLY PETER
LORTON, VA
22079 		Lpl Financial Llc/Principal$416 07/31/2012
LA POINTE, DAVID BLANDIN
TEMECULA, CA
92592 		Lpl Financial Llc/Financial Advisor$416 07/31/2012
MARSHALL-PENCE, LAILA SOBHI
SANTA ANA, CA
92705 		Lpl Financial Llc/Wealth Management$416 07/31/2012
REUTEMANN JR, JOHN FLEMING
POTOMAC, MD
20854 		Lpl Financial Llc/Financial Advisor$416 07/31/2012
VALENTI, JOAN MARIE
UNIONVILLE, CT
06085 		Lpl Financial Llc/Financial Advisor$416 07/31/2012
BASHAW, JAMES EDWARD
HOUSTON, TX
77057 		Lpl Financial Llc/Financial Advisor$416 11/15/2012
BUBB, KERRICK WALTER
REDLANDS, CA
92374 		Lpl Financial Llc/Financial Advisor$416 11/15/2012
BYRD, R. CRAIG
CAMAS, WA
98607 		Lpl Financial Llc/Financial Advisor$416 11/15/2012
CAMPBELL, KELLY PETER
LORTON, VA
22079 		Lpl Financial Llc/Principal$416 11/15/2012
HAMM, WILLIAM E
SAINT PETERSBURG, FL
33716 		Lpl Financial Llc/Ceo Ifp$416 11/15/2012
LA POINTE, DAVID BLANDIN
TEMECULA, CA
92592 		La Pointe Wealth Management/Financial Advisor$416 11/15/2012
MARSHALL-PENCE, LAILA SOBHI
SANTA ANA, CA
92705 		Lpl Financial Llc/Wealth Management$416 11/15/2012
VALENTI, JOAN MARIE
UNIONVILLE, CT
06085 		Lpl Financial Llc/Financial Advisor$416 11/15/2012
BRYANT, BETHANY
TWINSBURG, OH
44087 		The Private Trust Company/President$400 08/03/2012
MIDDLEMISS, PAUL
BROOKLYN, NY
11218 		Information Requested/Evp & Cco, Advisory$350 04/24/2012
PECK, BARBARA
BOSTON, MA
02118 		Lpl Financial Llc/Vp, Business Dev Officer$350 08/14/2012
GHABAI, NAZANIN
BOSTON, MA
02108 		Lpl Financial Llc/Attorney$350 10/04/2012
BRYANT, BETHANY
TWINSBURG, OH
44087 		The Private Trust Company/Ptc Cfo Chief Ops Officer$300 01/30/2012
TRIFON, DAVID ARTHUR
SPRING, TX
77381 		Lpl Financial Llc/Registered Principal$300 07/11/2012
HELLIKER, MARK
SAN DIEGO, CA
92121 		Lpl Financial Llc/Md, Broker Dealer Support Svcs$300 09/15/2012
HO, PEGGY
ROSLINDALE, MA
02131 		Lpl Financial/Svp, Associate Counsel$250 02/28/2011
GHABAI, NAZANIN
BOSTON, MA
02108 		Lpl Financial/Attorney$250 03/21/2011
DUTTON, JENNIFER
CHARLOTTE, NC
28217 		Lpl Financial/Svp$250 04/08/2011
THARP, TODD
CHARLOTTE, NC
28277 		Lpl Financial/Svp, Insurance Associates$250 04/13/2011
KELLEY, MICHELLE
BOSTON, MA
02108 		Lpl Financial/Svp, Associate Counsel$250 06/02/2011
BRYANT, BETHANY
TWINSBURG, OH
44087 		The Private Trust Company/Ptc Cfo Chief Ops Officer$250 08/08/2011
THARP, TODD
CHARLOTTE, NC
28202 		Lpl Financial Llc/Svp, Head Of Insurance$250 04/26/2012
HO, PEGGY
BOSTON, MA
02109 		Lpl Financial Llc/Svp, Associate Counsel$250 05/09/2012
GLOSS, JEN
SAN DIEGO, CA
92103 		Lpl Financial Llc/Vp, Bd Education & Consulting$250 10/11/2012
ALLORA, JERRY
CHARLOTTE, NC
28217 		Lpl Financial/Vice President - Service Center$250 10/24/2012
DWYER, WILLIAM III
BOSTON, MA
02109 		Lpl Financial Llc/Md, President Natl Sales Mktg$208 10/12/2012
MOORE, ROBERT
SAN DIEGO, CA
92121 		Lpl Financial Llc/Chief Financial Officer$208 10/12/2012
BASHAW, JAMES EDWARD
HOUSTON, TX
77057 		Lpl Financial Llc/Financial Advisor$208 10/15/2012
BUBB, KERRICK WALTER
REDLANDS, CA
92374 		Lpl Financial Llc/Financial Advisor$208 10/15/2012
BYRD, R. CRAIG
CAMAS, WA
98607 		Lpl Financial Llc/Financial Advisor$208 10/15/2012
CAMPBELL, KELLY PETER
LORTON, VA
22079 		Lpl Financial Llc/Principal$208 10/15/2012
HAMM, WILLIAM E
SAINT PETERSBURG, FL
33716 		Lpl Financial Llc/Ceo Ifp$208 10/15/2012
LA POINTE, DAVID BLANDIN
TEMECULA, CA
92592 		La Pointe Wealth Management/Financial Advisor$208 10/15/2012
MARSHALL-PENCE, LAILA SOBHI
SANTA ANA, CA
92705 		Lpl Financial Llc/Wealth Management$208 10/15/2012
VALENTI, JOAN MARIE
UNIONVILLE, CT
06085 		Lpl Financial Llc/Financial Advisor$208 10/15/2012

Political Candidates Receiving Contributions in the 2012 Election Cycle from
LPL FINANCIAL LLC POLITICAL ACTION COMMITTEE (LPL PAC)

Candidate NameOfficePartyStateDistrictPrimary/
General		$ Dollar
Amount		Date
ANDREWS, ROBERT E. MR. House of RepsDemocratNJ 01G$5,00008/15/2012
BACHUS, SPENCER T III House of RepsRepublicanAL 06G$2,00010/15/2012
BIGGERT, JUDY House of RepsRepublicanIL 11G$1,00010/15/2012
BROWN, SCOTT P SenateRepublicanMA --P$1,00009/22/2011
BROWN, SCOTT P SenateRepublicanMA --G$5,00008/10/2012
BROWN, SCOTT P SenateRepublicanMA --P$2,50010/31/2011
CAMP, DAVID LEE House of RepsRepublicanMI 04P$2,00003/20/2012
CAMPBELL, JOHN BT III House of RepsRepublicanCA 45G$5,00009/11/2012
CANSECO, FRANCISCO RAUL QUICO R. House of RepsRepublicanTX 23G$1,00010/18/2012
CAPUANO, MICHAEL E House of RepsDemocratMA 07G$2,00009/11/2012
CARNEY, JOHN CHARLES JR House of RepsDemocratDE 00P$1,00003/14/2012
CARNEY, JOHN CHARLES JR House of RepsDemocratDE 00P$2,00008/15/2012
CARPER, THOMAS R SenateDemocratDE --P$2,00008/20/2012
CARPER, THOMAS R SenateDemocratDE --P$1,00004/09/2012
CORKER, ROBERT P JR SenateRepublicanTN --G$5,00010/18/2012
CRAPO, MICHAEL D SenateRepublicanID --P$2,00010/18/2012
CRAPO, MICHAEL D SenateRepublicanID --P$1,00009/11/2012
CROWLEY, JOSEPH House of RepsDemocratNY 14P$2,50004/09/2012
DAVIS, SUSAN A House of RepsDemocratCA 53G$2,00010/15/2012
DOLD, ROBERT JAMES MR JR House of RepsRepublicanIL 10G$1,00010/15/2012
DUFFY, SEAN House of RepsRepublicanWI 07G$1,00010/15/2012
FITZPATRICK, MICHAEL G. House of RepsRepublicanPA 08G$1,00010/11/2012
FLAKE, JEFF SenateRepublicanAZ --G$2,00009/24/2012
GARRETT, SCOTT REP. House of RepsRepublicanNJ 05P$2,50002/10/2012
GARRETT, SCOTT REP. House of RepsRepublicanNJ 05P$1,00003/01/2011
GARRETT, SCOTT REP. House of RepsRepublicanNJ 05G$1,50006/12/2012
GRIMM, MICHAEL House of RepsRepublicanNY 13G$1,00010/15/2012
HAGAN, KAY R SenateDemocratNC --P$2,50003/09/2012
HATCH, ORRIN G SenateRepublicanUT --P$1,00009/19/2011
HATCH, ORRIN G SenateRepublicanUT --G$2,00010/18/2012
HAYWORTH, NAN House of RepsRepublicanNY 18G$1,00006/26/2012
HIMES, JIM House of RepsDemocratCT 04P$1,00002/24/2012
HOLT, RUSH D. House of RepsDemocratNJ 12G$1,00009/11/2012
HOLT, RUSH D. House of RepsDemocratNJ 12P$1,00009/19/2011
HUNTER, DUNCAN D. House of RepsRepublicanCA 50G$2,00010/15/2012
JONES, WALTER B. House of RepsRepublicanNC 03G$1,00010/15/2012
KIND, RON House of RepsDemocratWI 03G$1,00008/15/2012
KLINE, JOHN PAUL JR House of RepsRepublicanMN 02G$2,00010/15/2012
LYNCH, STEPHEN F House of RepsDemocratMA 08P$5,00009/04/2012
MCCARTHY, CAROLYN House of RepsDemocratNY 04P$1,00003/14/2012
MCCARTHY, CAROLYN House of RepsDemocratNY 04G$4,00008/15/2012
MCCARTHY, KEVIN House of RepsRepublicanCA 23G$2,00007/02/2012
MCCONNELL, MITCH SenateRepublicanKY --P$1,00008/29/2011
MCCONNELL, MITCH SenateRepublicanKY --P$1,00002/25/2011
MCHENRY, PATRICK TIMOTHY House of RepsRepublicanNC 10P$2,50003/14/2012
MCHENRY, PATRICK TIMOTHY House of RepsRepublicanNC 10G$2,50007/02/2012
MEEKS, GREGORY W. House of RepsDemocratNY 05G$2,00010/15/2012
NEAL, RICHARD E MR. House of RepsDemocratMA 01P$2,50011/11/2011
NEUGEBAUER, RANDY HONORABLE House of RepsRepublicanTX 19G$5,00007/24/2012
NUNES, DEVIN GERALD House of RepsRepublicanCA 22G$2,00010/15/2012
PETERS, GARY House of RepsDemocratMI 14P$2,00006/18/2012
PRICE, THOMAS EDMUNDS House of RepsRepublicanGA 06G$1,00010/15/2012
REED, THOMAS W II House of RepsRepublicanNY 23G$1,00010/18/2012
RENACCI, JAMES B House of RepsRepublicanOH 16G$1,00010/18/2012
ROBINSON, VERNON LUCIUS III House of RepsRepublicanNC 08P$1,00002/15/2012
ROE, DAVID PHILLIP DR. House of RepsRepublicanTN 01G$5,00010/15/2012
ROSKAM, PETER House of RepsRepublicanIL 06G$1,00010/15/2012
ROYCE, EDWARD R House of RepsRepublicanCA 39P$5,00003/07/2012
SCHWEIKERT, DAVID House of RepsRepublicanAZ 06P$1,00007/02/2012
SCOTT, DAVID ALBERT House of RepsDemocratGA 13P$5,00006/25/2012
SHELBY, RICHARD C SenateRepublicanAL --P$2,00010/01/2012
STIVERS, STEVE MR. House of RepsRepublicanOH 15G$1,00009/21/2012
TESTER, JON SenateDemocratMT --P$1,00008/11/2011
TESTER, JON SenateDemocratMT --G$5,00008/29/2012
TIBERI, PATRICK J. House of RepsRepublicanOH 12G$2,00010/15/2012
TIERNEY, JOHN F House of RepsDemocratMA 06P$2,00006/05/2012
TOOMEY, PATRICK JOSEPH SenateRepublicanPA --P$1,00010/18/2012
WICKER, ROGER F SenateRepublicanMS --G$2,00010/18/2012
WINGFIELD, ETHAN House of RepsRepublicanNC 11P$1,00002/10/2012

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