ALALA, JOE MR.
CHARLOTTE, NC 28204
|
Capitalsouth Partners, Llc/Investment Executive | $5,000 |
| 03/08/2011 |
PALMER, BRETT T. MR.
WASHINGTON, DC 20005
|
Small Business Inv. Alliance/President | $5,000 |
| 10/14/2011 |
GUPTA, ARJUN MR.
FOSTER CITY, CA 94404
|
Telesoft Partners/Investment Executive | $5,000 |
| 10/28/2011 |
FOSTER, VINCENT MR.
HOUSTON, TX 77056
|
Main Street Capital Partners/Investment Executive | $5,000 |
| 12/29/2011 |
MATTHEWS, J J MRS.
HOUSTON, TX 77056
|
Main Street Capital/Finance | $5,000 |
| 12/29/2011 |
ALALA, JOE MR.
CHARLOTTE, NC 28204
|
Capitalsouth Partners, Llc/Investment Executive | $5,000 |
| 01/03/2012 |
ALALA, JOE MR.
CHARLOTTE, NC 28204
|
Capitalsouth Partners, Llc/Investment Executive | $5,000 |
| 03/29/2012 |
REYNOLDS, BRIAN
ATLANTA, GA 30339
|
Chatham Capital/Finance | $5,000 |
| 10/11/2012 |
WESTBROOK, THOMAS H
WINSTON-SALEM, NC 27101
|
Bb&T Capital Partners/Finance | $4,000 |
| 03/06/2012 |
STAVRINIDES, MICHALIS P
MIAMI, FL 33131
|
Banyan Mezzanine Partners/Finance | $3,000 |
| 02/15/2012 |
MULLIGAN, GREGORY MR.
PROVIDENCE, RI 02903
|
Bay Capital Mezzanine Manageme/Investment Executive | $2,667 |
| 10/12/2012 |
WHITE, JOHN MR.
NEW YORK, NY 10022
|
Founders Equity Sbic, Lp/Investment Executive | $2,500 |
| 04/24/2012 |
DWYER, MATTHEW MR.
FAIRFAX, VA 22030
|
Matthews Carter & Boyce/Accountant | $2,500 |
| 10/23/2012 |
POOL, FRANZ L
PROVIDENCE, RI 02903
|
Bca Mezzanine Fund, Lp/Finance | $2,333 |
| 10/12/2012 |
CANON, JOSEPH E
HOUSTON, TX 77056
|
Main Street Capital/Finance | $2,000 |
| 12/29/2011 |
HARTMAN, CURTIS
HOUSTON, TX 77056
|
Main Street Capital/Finance | $2,000 |
| 12/29/2011 |
REPPERT, TODD MR.
HOUSTON, TX 77056
|
Main Street Capital Partners/Investment Executive | $2,000 |
| 12/29/2011 |
GILMORE, MARTIN P
WINSTON-SALEM, NC 27101
|
Bb&T Capital Partners/Finance | $2,000 |
| 03/06/2012 |
JONES, CHRISTOPHER
WINSTON-SALEM, NC 27101
|
Bb&T Capital Partners/Finance | $2,000 |
| 03/06/2012 |
TOWNSEND, DAVID G
WINSTON-SALEM, NC 27101
|
Bb&T Capital Partners, Llc/Finance | $2,000 |
| 03/09/2012 |
ANDERS, ROBERT MR.
CHARLOTTE, NC 28207
|
Plexus Capital Llc/Investment Executive | $2,000 |
| 04/11/2012 |
BECKER, MIKE
CHARLOTTE, NC 28207
|
Plexus Capital, Llc/Investment | $2,000 |
| 04/11/2012 |
GEFAELL, ROBERT MR.
WINSTON-SALEM, NC 27104
|
Salem Capital Partners/Investment Executive | $2,000 |
| 04/11/2012 |
LANDIS, KEL
CHARLOTTE, NC 28207
|
Plexus Capital Llc/Investment | $2,000 |
| 04/11/2012 |
PAINTER, MICHAEL MR.
RALEIGH, NC 27609
|
Plexus Capital, Llc/Investment Executive | $2,000 |
| 04/11/2012 |
TERKER, BRUCE
WAYNE, PA 19087
|
Argosy Management Lp/Finance | $1,225 |
| 10/15/2012 |
MCHUGH, MICHAEL D. MR.
MINNEAPOLIS, MN 55402
|
Lakeside Capital/Investment Executive | $1,125 |
| 10/09/2012 |
OLMANSON, CARLTON L. MR.
MINNEAPOLIS, MN 55402
|
Lakeside Capital/Investment Executive | $1,125 |
| 10/09/2012 |
FRENCH, SUSAN
HOUSTON, TX 77056
|
Main Street Capital/Finance | $1,000 |
| 12/29/2011 |
HYZAK, DWAYNE L
HOUSTON, TX 77056
|
Main Street Capital/Finance | $1,000 |
| 12/29/2011 |
MAGDOL, DAVID L
HOUSTON, TX 77056
|
Main Street Capital/Finance | $1,000 |
| 12/29/2011 |
HAMMONTREE, CASEY
CHATTANOOGA, TN 37402
|
Tenth Street Capital/Investing | $1,000 |
| 09/13/2012 |
BUTTOLPH, DAVID MR.
GREENWICH, CT 06830
|
Brookside Capital Partners/Investment Executive | $1,000 |
| 10/15/2012 |
SCLAR, COREY MR.
GREENWICH, CT 06830
|
Brookside Capital Partners/Investment Executive | $1,000 |
| 10/15/2012 |
GRISWOLD, KIRK MR.
WAYNE, PA 19087
|
Argosy Management, Llc/Investment Executive | $637 |
| 10/15/2012 |
KIRWIN, JOHN MR.
WAYNE, PA 19087
|
Argosy Management, Llc/Investment Executive | $637 |
| 10/15/2012 |
BARRA, JAMES MR.
AVON, CT 06001
|
Ironwood Capital Advisors Llc/Investment Executive | $600 |
| 08/09/2012 |
GALIETTE, CAROLYN MS.
AVON, CT 06001
|
Ironwood Capital Advisors/Investment Executive | $600 |
| 08/09/2012 |
REICH, MARC MR.
AVON, CT 06001
|
Ironwood Capital Advisors/Investment Executive | $600 |
| 08/09/2012 |
ROCHE, ROGER MR.
AVON, CT 06001
|
Ironwood Capital Advisors/Investment Executive | $600 |
| 08/09/2012 |
SUIT, DICKSON MR.
AVON, CT 06001
|
Ironwood Capital Advisors Llc/Investment Executive | $600 |
| 08/09/2012 |
GOODMAN, JAMES J MR.
WELLESLEY, MA 02481
|
Gemini Investors, Llc/Investment Executive | $600 |
| 10/25/2012 |
RICH, JAMES T
WAYLAND, MA 01778
|
Gemini Investors/Finance | $600 |
| 10/25/2012 |
MCQUEENEY, MICHAEL MR.
BUFFALO, NY 14202
|
Summer Street Capital Partners, Llc/Investment Executive | $537 |
| 08/07/2012 |
BRAHM, ALBERT L
CHICAGO, IL 60603
|
Aldine Capital Partners/Finance | $500 |
| 01/06/2011 |
CHESWICK, FRANK
CHICAGO, IL 60603
|
Aldine Capital Partners/Finance | $500 |
| 01/06/2011 |
DAMES, GREGORY T. MR.
MINNEAPOLIS, MN 55402
|
Marquette Capital Partners/Investment Executive | $500 |
| 10/12/2011 |
HEINEN, STEVEN M. MR.
AURORA, IL 60504
|
Marquette Capital Partners/Investment Executive | $500 |
| 10/12/2011 |
JENKINS, THOMAS H. MR.
MINNEAPOLIS, MN 55402
|
Marquette Capital Partners/Investment Executive | $500 |
| 10/12/2011 |
BOND, PATRICK MR.
CHARLESTON, WV 25302
|
Mountaineer Capital, Lp/Investment Executive | $500 |
| 11/01/2011 |
BEAUVAIS, JASON
HOUSTON, TX 77056
|
Main Street Capital/Finance | $500 |
| 12/29/2011 |
GRIFFIN, J KEVIN
HOUSTON, TX 77056
|
Main Street Capital/Finance | $500 |
| 12/29/2011 |
BARANDIARAN, WALTER MR.
NEW YORK, NY 10010
|
Argentum Capital Partners/Investment Executive | $500 |
| 03/02/2012 |
RAYNOR, DANIEL MR.
NEW YORK, NY 10010
|
Argentum Capital Partners/Investment Executive | $500 |
| 03/02/2012 |
STAEBLER, MICHAEL MR.
WASHINGTON, DC 20005
|
Pepper Hamilton, Llp/Attorney | $500 |
| 09/11/2012 |
BROUN, STEPHEN MR.
ST. LOUIS, MO 63105
|
Capital For Business, Inc./Investment Executive | $500 |
| 10/01/2012 |
HEINEN, STEVEN M. MR.
AURORA, IL 60504
|
Marquette Capital Partners/Investment Executive | $500 |
| 10/01/2012 |
HUELS, HOLLIS MS
ST. LOUIS, MO 63105
|
Capital For Business/Investment Executive | $500 |
| 10/01/2012 |
JENKINS, THOMAS H. MR.
MINNEAPOLIS, MN 55402
|
Marquette Capital Partners/Investment Executive | $500 |
| 10/01/2012 |
GIFFIN, PAUL MR.
METAIRIE, LA 70002
|
Jefferson Capital Partners/Investment Executive | $500 |
| 10/09/2012 |
HARPER, WILLIAM MR.
METAIRIE, LA 70002
|
Jefferson Capital Partners/Investment Executive | $500 |
| 10/09/2012 |
HOYT, THOMAS MR.
DALLAS, TN 75201
|
Independent Bankers Capital Fund, Lp/Investment Executive | $500 |
| 10/12/2012 |
SIMMONS, MOLLY
MINNEAPOLIS, MN 55402
|
Gemini Investors/Investment Executive | $500 |
| 10/12/2012 |
TAYLOR, MARGARET
DALLAS, TX 75201
|
Independent Bankers Capital/Finance | $500 |
| 10/12/2012 |
PFEFFER, JEFFREY MR.
CHICAGO, IL 60606
|
Dnj Leasing/Investment Executive | $500 |
| 10/15/2012 |
RITTER, JOHN MR.
HARTFORD, CT 06103
|
First New England Capital/Investment Executive | $500 |
| 10/19/2012 |
MILTENBERGER, WILLIAM
DALLAS, TX 75214
|
Independent Bankers Capital Fu/Investing | $500 |
| 10/22/2012 |
HOYT, THOMAS BANKS MR.
DALLAS, TN 75201
|
Independent Bankers Capital Fund, Lp/Investment Executive | $500 |
| 10/23/2012 |
KEIS, MATTHEW
LEXINGTON, MA 02420
|
Gemini Investors/Finance | $500 |
| 10/25/2012 |
NEWTON, JEFFREY T MR.
CONCORD, MA 01742
|
Gemini Investors, Llc/Investment Executive | $500 |
| 10/25/2012 |
DAMES, GREGORY T. MR.
MINNEAPOLIS, MN 55402
|
Marquette Capital Partners/Investment Executive | $500 |
| 10/26/2012 |
CONRAD, BARRY MR.
DALLAS, TX 75201
|
Independent Capital Management, Llc/Investment Executive | $500 |
| 11/05/2012 |
D'AMICO, BRIAN
BUFFALO, NY 14202
|
Summer Street Capital Partners/Investing | $414 |
| 08/17/2012 |
LEWIS, STEPHEN A. MR.
BURNSVILLE, MN 55337
|
Medallion Capital Inc./Investment Executive | $400 |
| 03/17/2011 |
CHAPPELL, SCOTT MR.
CHANTILLY, VA 20151
|
Bia Digital Partners/Investment Exeuctive | $360 |
| 08/13/2012 |
BARANDIARAN, WALTER MR.
NEW YORK, NY 10010
|
Argentum Capital Partners/Investment Executive | $333 |
| 02/06/2011 |
BERMAN, STEVEN
NEW YORK, NY 10010
|
Argentum Capital Group/Finance | $333 |
| 02/06/2011 |
RAYNOR, DANIEL MR.
NEW YORK, NY 10010
|
Argentum Capital Partners/Investment Executive | $333 |
| 02/06/2011 |
MILLET, DAVID FRANCIS MR.
NEEDHAM, MA 02492
|
Gemini Investors, Llc/Investment Executive | $300 |
| 10/25/2012 |
SAMS, LLOYD MR.
CHANTILLY, VA 20151
|
Bia Digital Partners Lp/Investment Executive | $278 |
| 08/13/2012 |
STAEBLER, MICHAEL MR.
WASHINGTON, DC 20005
|
Pepper Hamilton, Llp/Attorney | $250 |
| 01/21/2011 |
HAYNES, R. MICHAEL MR.
BALTIMORE, MD 21201
|
Semmes, Bowen & Semmes/Attorney | $250 |
| 02/08/2011 |
HAYNES, R. MICHAEL MR.
BALTIMORE, MD 21201
|
Semmes, Bowen & Semmes/Attorney | $250 |
| 02/22/2012 |
DIPIANO, MIKE MR.
RADNOR, PA 19087
|
New Spring Ventures/Investment Executive | $250 |
| 04/13/2012 |
HOBMAN, STEVEN D. MR.
RADNOR, PA 19087
|
Newspring Capital/Investment Executive | $250 |
| 04/13/2012 |
LEDERMAN, MARC MR.
RADNOR, PA 19087
|
Newspring Ventures/Investment Executive | $250 |
| 04/13/2012 |
MURPHY, BRIAN G. MR.
RADNOR, PA 19087
|
Newspring Capital/Investment Executive | $250 |
| 04/13/2012 |
PANZO, ANDREW P. MR.
RADNOR, PA 19087
|
Newspring Capital/Investment Executive | $250 |
| 04/13/2012 |
GRUM, ALLEN MR.
BUFFALO, NY 14203
|
Rand Capital/Investment Executive | $250 |
| 10/09/2012 |
LINDQUIST, BARRY S. MR.
MINNEAPOLIS, MN 55402
|
Lakeside Capital/Investment Executive | $250 |
| 10/09/2012 |
BARES, KEITH MR.
MINNEAPOLIS, MN 55416
|
Cc Management, Llc/Investment Executive | $250 |
| 10/12/2012 |
CAZAYOUX, FRANCIS
NEW ORLEANS, LA 70115
|
Marquette Capital Partners, In/Investing | $250 |
| 10/18/2012 |
WALTERS, CHRISTOPHER F
WASHINGTON, DC 20001
|
Sbia/Government Affairs | $250 |
| 10/28/2012 |
CURRAN, PATRICK MR.
KANSAS CITY, MO 64111
|
C3 Capital Partners/Investment Executive | $250 |
| 11/16/2012 |
HEALY, PATRICK F. MR.
KANSAS CITY, MO 64111
|
C3 Capital Partners/Investment Executive | $250 |
| 11/16/2012 |
SMITH, ROBERT L. MR.
KANSAS CITY, MO 64111
|
C3 Capital Partners/Investment Executive | $250 |
| 11/16/2012 |
SWARTZMAN, STEVEN MR.
KANSAS CITY, MO 64111
|
C3 Capital Partners/Investment Executive | $250 |
| 11/16/2012 |
FARR, ANDREW
BUFFALO, NY 14202
|
Summer Street Capital Partners/Investing | $247 |
| 08/17/2011 |
HULL, GARY MR.
BUFFALO, NY 14202
|
Summer Street Capital Partners, Llc/Investment Executive | $213 |
| 08/17/2012 |
BRYON, CHARLES
BALTIMORE, MD 21202
|
Patriot Capital/Finance | $200 |
| 10/11/2012 |