Duncan, E.D.
Vancouver BC, ZZ
|
Securities Professional | $2,300 |
P | 11/01/2004 |
Hughes, John P.
Havertown, PA 19083
|
Janney Montgomery Scott LLC/Trader | $900 |
P | 11/04/2003 |
Dolce, Terence J
New York, NY 10017
|
ITG Inc./Securities Professional | $714 |
P | 11/01/2004 |
Ponzio, Nicholas D
Jersey City, NJ 07302
|
Hill Thompson Magidg/Trader | $610 |
P | 11/01/2004 |
Billings, Matthew J
Chicago, IL 60605
|
ATD LLC/Securities Professional | $550 |
P | 11/01/2004 |
Kirincich, William F
New York, NY 10069
|
Guzman & Assoc./Securities Professi | $540 |
P | 11/01/2004 |
Barraclough, J. Scott
Denver, CO 80202
|
Security Traders Assoc./Securities | $500 |
P | 10/21/2003 |
Bird, Michael
Mount Kisco, NY 10549
|
Securities Professional | $500 |
P | 10/21/2003 |
Cantrell, David K
Northridge, CA 91326
|
Securities Professional | $500 |
P | 10/25/2004 |
Cargie, Cheryl A
River Forest, IL 60305
|
Ariel Capital/Securities Profession | $500 |
P | 10/25/2004 |
Cargie, Cheryl A.
River Forest, IL 60305
|
Ariel Capital/Securities Profession | $500 |
P | 05/06/2004 |
Chism, Sandra
Kansas City, MO 64112
|
Securities Professional | $500 |
P | 10/25/2004 |
Cummings, Bill W.
Dallas, TX 75201
|
Security Traders Assoc./Securities | $500 |
P | 10/21/2003 |
Daley, John
Frisco, TX 75034
|
Trader | $500 |
P | 10/25/2004 |
Daley, John
Frisco, TX 75034
|
Trader | $500 |
P | 10/21/2003 |
Dapuzzo, Peter J
Greenwich, CT 06831
|
Security Traders Assoc./Securities | $500 |
P | 09/10/2004 |
Driscoll, Peter
Mokena, IL 60448
|
Self Employed/Securities Profession | $500 |
P | 12/07/2004 |
Driscoll, Peter
Mokena, IL 60448
|
Self Employed/Securities Profession | $500 |
P | 11/22/2004 |
Driscoll, Peter
Mokena, IL 60448
|
Self Employed/Securities Profession | $500 |
P | 10/21/2003 |
Duncan, James
New York, NY 10170
|
Self Employed/Securities Profession | $500 |
P | 11/22/2004 |
Flores, Julian M
Chevy Chase, MD 20815
|
Securities Professional | $500 |
P | 11/22/2004 |
Giesea, John
Avon, CT 06001
|
Security Traders Assoc./Securities | $500 |
P | 11/04/2003 |
Giesea, John
Avon, CT 06001
|
Security Traders Assoc./Securities | $500 |
P | 10/26/2004 |
Green, Bart
Chesterfield, MO 63017
|
AG Edwards & Son/Securities Profess | $500 |
P | 10/25/2004 |
Green, Dennis
New York, NY 10170
|
Retired | $500 |
P | 08/04/2003 |
Holland, Mary M
Milton, MA 02186
|
Franklin Portfolio Associates/Trade | $500 |
P | 11/22/2004 |
Hughes, John P
Havertown, PA 19083
|
Janney Montgomery Scott LLC/Trader | $500 |
P | 11/22/2004 |
Johnston, William R
Far Hills, NJ 07931
|
Self-Employed/Securities Profession | $500 |
P | 09/28/2004 |
Kearney, Arthur J.
Wayzata, MN 55391
|
Security Traders Assoc./Securities | $500 |
P | 11/04/2003 |
Kirincich, William F.
New York, NY 10069
|
Securities Professional/Self Employ | $500 |
P | 02/04/2003 |
Madoff, Mark D
Greenwich, CT 06831
|
Securities Professional/Securities | $500 |
P | 11/22/2004 |
Marino, Dennis
Craryville, NY 12521
|
Nat'l Discount Brokers/Securities P | $500 |
P | 10/21/2003 |
Matrone, Louis
Dallas, TX 75248
|
SWS Securities Inc./Trader | $500 |
P | 10/25/2004 |
Matrone, Louis
Plano, TX 75025
|
SWS Securities Inc./Trader | $500 |
P | 10/21/2003 |
Meagrow, Jay P
Cleveland Heights, OH 44118
|
Securities Professional | $500 |
P | 11/22/2004 |
Milstein, Drew
Bala Cynwd, PA 19004
|
Susquehanna Int'l Group/Trader | $500 |
P | 10/25/2004 |
Mock, Brett F
Tiburon, CA 94920
|
Securities Professional | $500 |
P | 10/25/2004 |
Noakes, Timothy J.
Irving, TX 75062
|
Security Traders Assoc./Securities | $500 |
P | 10/21/2003 |
Nobel, B.
Marlton, NJ 08053
|
Securities Professional | $500 |
P | 10/25/2004 |
Pacheco, Arthur
New York, NY 10179
|
Bear Stearns & Co./Trader | $500 |
P | 11/22/2004 |
Reynolds, Don E.
Memphis, TN 38120
|
Security Traders Assoc./Securities | $500 |
P | 12/17/2003 |
Reynolds, Hedi
Memphis, TN 38103
|
Morgan Keegan & Co./Securities Prof | $500 |
P | 09/10/2004 |
Santucci, Michael
Locust Valley, NY 11560
|
Security Traders Assoc./Securities | $500 |
P | 11/04/2003 |
Turner, Clint A III
Dallas, TX 75252
|
Securities Professional | $500 |
P | 10/25/2004 |
Utasi, Lisa Marie
New York, NY 10170
|
Securities Professional | $500 |
P | 11/22/2004 |
Wardle, Brian M
Dallas, TX 75243
|
Securities Professional | $500 |
P | 10/25/2004 |
Yancey, Bill
Mount Pleasant, SC 29466
|
SWS Securities/Securities Professio | $500 |
P | 11/22/2004 |
Withers, Randal S
Davie, FL 33324
|
Thomson Financial/Securities Profes | $450 |
P | 11/01/2004 |
Green, Dennis
Fort Myers, FL 33908
|
D.A. Greer/Securities Professional | $410 |
P | 11/01/2004 |
Pacheco, Arthur
New York, NY 10179
|
Bear Stearns & Co./Trader | $350 |
P | 11/02/2004 |
Sorrentino, Richard Mr.
Old Bridge, NJ 08857
|
RBC Dominion/Securities Professiona | $300 |
P | 02/21/2003 |