O'Neil, Timothy
Malibu, CA 90265
|
Securities Trader | $1,500 |
P | 11/06/2008 |
Wardle, Brian M.
New York, NY 10025
|
Jefferies/Securities Professional | $600 |
P | 01/15/2008 |
Billings, Matthew J.
Chicago, IL 60605
|
ATD, LLC/Securities Professional | $500 |
P | 10/15/2007 |
Birch, Lawrence
New York, NY 10022
|
Madoff/Associate | $500 |
P | 09/18/2008 |
Birch, Lawrence
New York, NY 10022
|
Madoff/Associate | $500 |
P | 09/17/2007 |
Cangemi, Joseph N Mr
Manhasset, NY 11030
|
BNY Converge Group/Exec Management | $500 |
P | 10/15/2007 |
Carter, Thomas
San Marino, CA 91108
|
| $500 |
P | 09/25/2008 |
Carter, Thomas M.
San Marino, CA 91108
|
JonesTrading/Securities Professiona | $500 |
P | 06/16/2008 |
Carter, Thomas M.
San Marino, CA 91108
|
Securities Professional | $500 |
P | 10/15/2007 |
Cunningham, Joseph
Wayne, PA 19087
|
| $500 |
P | 10/15/2007 |
Daley, John
Frisco, TX 75034
|
Trader | $500 |
P | 10/15/2007 |
Driscoll, Peter
Mokena, IL 60448
|
The Northern Trust Company/Securiti | $500 |
P | 04/24/2008 |
Driscoll, Peter
Mokena, IL 60448
|
The Northern Trust Company/Securiti | $500 |
P | 01/15/2008 |
Flores, Julian M.
Chevy Chase, MD 20815
|
Friedman Billings Ramsey/Securities | $500 |
P | 01/31/2008 |
Franks, Dan B.
Clearwater, FL 33764
|
NASDAQ/Executive | $500 |
P | 10/15/2007 |
Giesa, John
New York, NY 10170
|
Security Traders Association | $500 |
P | 11/28/2007 |
Goss, Andrew
Chicago, IL 60657
|
Security Traders Association/Securi | $500 |
P | 10/09/2007 |
Green, Bart
Chesterfield, MO 63017
|
AG Edwards & Son/Securities Profess | $500 |
P | 01/03/2008 |
Green, Dennis
Huron, OH 44839
|
Securities Professional | $500 |
P | 10/02/2008 |
Herron, David A.
Hinsdale, IL 60521
|
Chicago Stock Exchange/Securities P | $500 |
P | 01/03/2008 |
Hughes, John P.
Havertown, PA 19083
|
Janney Montgomery Scott LLC/Trader | $500 |
P | 10/15/2007 |
Johnson, Mat
Birmingham, AL 35223
|
| $500 |
P | 10/15/2007 |
Kolinsky, Andrew
Deerfield, IL 60015
|
Knight Trading Group/Managing Direc | $500 |
P | 10/15/2007 |
Lavery, Thomas R.
Mt. Pleasant, SC 29464
|
Automated Trading Desk/Securities T | $500 |
P | 01/15/2008 |
Madoff, Mark D.
Greenwich, CT 06831
|
Madoff Securities and Investments/S | $500 |
P | 10/15/2007 |
Martin, Jeffrey G.
New York, NY 10010
|
Credit Suisse Securities (USA) LLC/ | $500 |
P | 10/15/2007 |
Matrone, Louis
Frisco, TX 75035
|
SWS Securities, Inc./Trader | $500 |
P | 11/28/2007 |
Meagrow, Jay Paul
Cleveland Heights, OH 44118
|
Securities Professional | $500 |
P | 08/27/2007 |
Pacheco, Arthur
Coral Gables, FL 33134
|
Guzman & Company/Trader | $500 |
P | 10/22/2007 |
Polcari, Kenneth J.
Armonk, NY 10504
|
Polcari & Weicker/Manager | $500 |
P | 10/15/2007 |
Puleo, Stephen E Mr
New York, NY 10036
|
Reuters/Security Trader | $500 |
P | 01/15/2008 |
Reynolds, Hedi
Memphis, TN 38103
|
Morgan Keegan & Co./Securities Prof | $500 |
P | 10/02/2008 |
Reynolds, Heidi
Memphis, TN 38120
|
Securities Professional | $500 |
P | 08/24/2007 |
Sanfilippo, Anthony M.
Jersey City, NJ 07310
|
Knight Trading Group, Inc./Trader | $500 |
P | 10/15/2007 |
Sharp, Patricia
Info Requested, NY
|
| $500 |
P | 10/15/2007 |
Sutton, William Wesley
Greensboro, NC 27410
|
| $500 |
P | 10/15/2007 |
Todd, Louis
Nashville, TN 37205
|
| $500 |
P | 10/15/2007 |
Utasi, Lisa Marie
New York, NY 10170
|
Securities Professional | $500 |
P | 10/09/2008 |
Utasi, Lisa Marie
New York, NY 10170
|
Securities Professional | $500 |
P | 12/03/2007 |
Walsh, Bradley
San Francisco, CA 94109
|
Jones Trading/Securities Trader | $500 |
P | 11/06/2008 |
Yancey, Bill
Dallas, TX 75201
|
Penson Financial Services/Securitie | $500 |
P | 01/15/2008 |
Yancey, Bill
Mount Pleasant, SC 29466
|
SWS Securities/Securities Professio | $500 |
P | 01/23/2007 |